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SEC lists 17 unlicensed entities operating in Ghana

The Securities and Exchange Commission (SEC) has cautioned Ghanaians to be vigilant and desist from investing in unlicensed financial institutions in the country. It has in a recent release sighted by GhanaWeb noted that 17 companies were operating without a license in recent times. Among the 17 companies were; Yvonne Hanson Deals, …

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SEC pays GH¢1.7 billion of investors locked up cash

  The Securities and Exchange Commission (SEC) has paid a total of GH¢1.76 billion (GH¢1,762,767,250.32) to investors who applied for both full and partial bailout programmes as of March 31, 2021. A total of 59,180 investors received the amount. It comprises GH¢994.5 million (GH¢994,502,710.52) paid to 52,264 investors under the …

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SEC warns investors to avoid Wiseling Online Investment Company

The Securities and Exchange Commission (SEC) says Wiseling Online Investment Company, a Finnish-based company operating in Ghana, has not been licensed by it to carry out any Capital Market activity. This Capital Market activity including investing or trading for returns is mandated by Section 3 of the Securities Industry Act, …

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Here are the business fails of 2020

Just like starting a business is hard, maintaining, and ensuring due diligence can be quite tough when certain regularities are not strategically put in place. Thus the organized efforts and activities of individuals are essential to ensure the survival of an entity. Below are some major business fails in Ghana …

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SEC issues new minimum capital requirement for operators

The Securities and Exchange Commission (SEC) has on Tuesday, October 13 issued new capital requirements for market operators in the Ghanaian capital market industry. The new directive in accordance with Section 209 of the Securities Industry Act 2016, (Act 929) is in line with the Commission’s mandate of regulating and …

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